Series 53

Municipal Securities Principal Course


Series 53 Training Course

Municipal Securities Principal Exam Training

our Series 53 eXAM licensing course is CREATED TO GET YOU TO pass your licensing exam the first time! The study course is structured and built for home study.

The Series 53 is a 100 question multiple choice test. Each person is given three hours to complete the licensing exam. The passing score is 70%.

Exam Topics Include:

  • Exchange rules and federal regulations - Securities Acts, SIPC and Municipal Securities Rule Making Board (MSRB) Regulations

  • MSRB Supervision Rules - Ensure knowledge of the registration, qualification and continuing education (CE) requirements of various categories of municipal securities professionals

  • Registration and Qualifications - Broker Dealer registrations, Assessments for Municipal Advisor Professionals and Standards of professional qualification

  • New Issues and Underwriting - Understand required disclosures and responsibilities related to official statements, both as financial advisor and underwriter.

Course Study Text Includes:

  • Practice exams

  • Glossary of common terms

  • Appendix with commonly used charts

Computer Online Bank of Test Questions and thorough answers

Complete the exams online or print them out to study later

  • Review your performance on previously taken exams.

  • Track time spent on a question and/or exam.

  • Search for specific questions based on keyword, question ID, or notes.

  • Create personal notes and bookmarks on questions for future reference.

  • Build weighted mock exams to provide a comprehensive test review of all material.