Series 63 Licensing Course
Includes: On Demand Class - Exam Study Course Manual - Test Bank of Questions - Class Notes, and more!
Series 63 EXAM DETAILS
***NO SPONSORSHIP IS REQUIRED TO TAKE THIS TEST***
The NASAA SERIES 63, Uniform Securities State Law Exam is required of individuals soliciting the purchase or sale of securities within a state. The exam may be required in addition to other exams.
Exam Format: 60 multiple-choice questions
Exam Duration: 1 hour, 15 minutes
Outline of Topics Covered:
State Securities Acts and related rules and regulations
Ethical practices and fiduciary obligations
We have prepared a Best Practices Guideline to help you pass the first time! This guide includes recommended study hours, how to use your study materials effectively, and test-taking tips. Access the guide and other free materials here.