Series 63

Uniform Securities Agent - State Law Course

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Series 63 Licensing Course

Includes: On Demand Class - Exam Study Course Manual - Test Bank of Questions - Class Notes, and more!

Series 63 EXAM DETAILS

***NO SPONSORSHIP IS REQUIRED TO TAKE THIS TEST***

General Information

The NASAA SERIES 63, Uniform Securities State Law Exam is required of individuals soliciting the purchase or sale of securities within a state. The exam may be required in addition to other exams.

Prerequisites: None

Exam Format: 60 multiple-choice questions

Exam Duration: 1 hour, 15 minutes

Outline of Topics Covered:

  • State Securities Acts and related rules and regulations

  • Ethical practices and fiduciary obligations

We have prepared a Best Practices Guideline to help you pass the first time! This guide includes recommended study hours, how to use your study materials effectively, and test-taking tips. Access the guide and other free materials here.

GET LICENSED WITH OUR UPDATED AND FULL SERIES 63 COURSE

The Series 63 training Course is in the process of being updated

Please check back with us or contact us!