Series 63

Uniform Securities Agent - State Law

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Series 63 Licensing Course

Includes: On Demand Class - Exam Study Course Manual - Test Bank of Questions - Class Notes, and more!

Series 63 EXAM DETAILS

***NO SPONSORSHIP IS REQUIRED TO TAKE THIS TEST***

General Information

The NASAA SERIES 63, Uniform Securities State Law Exam is required of individuals soliciting the purchase or sale of securities within a state. The exam may be required in addition to other exams.

Prerequisites: None

Exam Format: 60 multiple-choice questions

Exam Duration: 1 hour, 15 minutes

Outline of Topics Covered:

  • State Securities Acts and related rules and regulations

  • Ethical practices and fiduciary obligations

We have prepared a Best Practices Guideline to help you pass the first time! This guide includes recommended study hours, how to use your study materials effectively, and test-taking tips. Access the guide and other free materials here.

GET LICENSED WITH OUR UPDATED AND FULL SERIES 63 COURSE

COURSE CHOICES

SERIES 63 ONLY

SERIES 6 AND 63 COMBO COURSE

SERIES 7 AND 63 COMBO - SIE EXAM