Series 79

Investment Banking Representative

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Series 79 Training Course

Investment Banking Representative

The Series 79 Investment Banking Representative Exam will allow individuals to advise or facilitate the following: debt or equity offerings (public or private), mergers or acquisitions, tender offers, financial restructuring, asset sales, and divestitures or corporate reorganizations.

Prerequisites: None

Exam Format: 175 multiple-choice questions

Exam Duration: 5 hours

Outline of Topics Covered:

  • Collection, Analysis, and Evaluation of Data

  • Underwriting/New Financing Transactions, Types of Offerings, and Registration of Securities

  • Mergers and Acquisitions, Tender Offers, and Financial Restructuring Transactions

  • General Securities Industry Regulations

We have the Best Practices Guideline  to help you pass the first time! This guide includes recommended study hours, how to use your study materials effectively, and test-taking tips.

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