Series 79 Training Course
Investment Banking Representative
The Series 79 Investment Banking Representative Exam will allow individuals to advise or facilitate the following: debt or equity offerings (public or private), mergers or acquisitions, tender offers, financial restructuring, asset sales, and divestitures or corporate reorganizations.
Exam Format: 175 multiple-choice questions
Exam Duration: 5 hours
Outline of Topics Covered:
Collection, Analysis, and Evaluation of Data
Underwriting/New Financing Transactions, Types of Offerings, and Registration of Securities
Mergers and Acquisitions, Tender Offers, and Financial Restructuring Transactions
General Securities Industry Regulations
We have the Best Practices Guideline to help you pass the first time! This guide includes recommended study hours, how to use your study materials effectively, and test-taking tips.