SIE Exam

Securities Industry Essentials Exam

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SIE Training Courses

Includes: On Demand Class - Exam Study Course Manual - Test Bank of Questions - Class Notes, and more!

The SIE exam is a 75 questions test that requires a passing score of 70%. This introductory level exam gauges assesses a person’s knowledge of basic securities industry information including the subjects to working in the financial industry. These include types of investment products and risks; the structure of the securities industry markets, regulatory agencies and their functions, along with prohibited practices. 

Preparing for your SIE exam is made simple with our special study program that schedules daily tasks based on your study time frame and exam date. Begin preparing for your exam with units in the License Exam Manual for a comprehensive overview covering all aspects of the exam. Practice your test-taking skills and focus on areas of weakness after each unit with quizzes in the SecuritiesPro™ QBank. Use the Video Library for additional clarification on exam topics you may be having trouble understanding. Finally, test your performance with our Practice Exam for a final review before the actual exam.

The SIE Exam Course Study Package Includes:

  • Study Calendar

  • License Exam Manual (LEM) (Print & PDF)

  • Online Test Questions

  • Video Library

  • Practice Final Exams

  • Midterm Exam

  • Practice Exam

  • Test Tips & Content Updates

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